Roadmap

The product roadmap for AR oversight: onboarding, monitoring, reviews and the modules that support them. Planned dates may change as work progresses.

Core platform

Onboarding, checks, reviews and records.

Firm checks
Bring Companies House, FCA Register and firm information into one record.
AR onboarding
Collect information, review the firm and prepare the appointment filings.
Fit & Proper
Collect Individual declarations, record checks and flag findings for assessment.
Reviews & attestations
Prepare the evidence and keep the approver’s decision with the reviewed information.
Monitoring & risk
Monitor changes and guide the team to firms that need attention.
FCA filings
Prepare filings and track Connect submissions, references and outcomes.
Risk & completeness
See missing requirements and the factors behind each assessment.
Offboarding
Keep the review, termination filing and supporting evidence together.
Evidence & audit trail
Record the information, the decision and the follow-up as work happens.

Planned complaints work.

Complaints handling
Record complaints, outcomes and follow-up against the firm.
Complaints integrations
Connect helpdesks so information reaches Merrin without rekeying.
Trends
Bring complaint patterns into the firm’s risk assessment.

Planned promotions and financial modules.

Financial promotions
Collect promotions, record reviews and retain approval history.
Promotion returns
Collect structured promotion information from the network.
Financials
Collect accounts and financial information on a recurring schedule.

Planned conduct records and integrations.

Personal account dealing
Bring dealing registers, approvals and findings into Individual records.
Conduct records
Keep conflicts, inducements, gifts and hospitality together.
Wider integrations
Connect more of the systems your team and ARs already use.

Tell us where oversight takes your team’s time. We’ll work through the workflows and integrations that matter to your network.