Your filings and decisions, on record
Keep a history of FCA filings alongside the staff activity behind them, with submission references, outcomes and supporting evidence.
Schedule a demoFiling history
Across your network
Add AR
Oakfield Finance
Submitted · 13 Oct
Form A
Alex Morgan
Approved · 10 Oct
Change AR details
Oakfield Finance
Submitted · 8 Oct
Terminate AR
Willow Brokerage
Draft · 4 Oct
A history you can follow
- Filing history
- Track Add AR, Change AR details and Terminate AR notifications, plus Form A applications where an Individual needs FCA approval.
- Staff activity
- See who updated firm details, recorded a submission or approved a review, and when they did it.
- Supporting evidence
- Keep the documents and reviewed information behind each filing and decision, even after live records change.
Staff activity
Oakfield Finance
Sarah Mitchell
Updated registered address
Today, 09:41
James Clarke
Recorded FCA submission
Yesterday, 14:20
Sarah Mitchell
Approved annual review
12 Oct, 16:05
See who did what
Follow changes by your staff from the activity log to the relevant record. Keep the person, time and action together so your team can explain how a decision or submission came about.
Explore FCA filingsSee what your team could stop doing by hand
Walk through onboarding, monitoring and reviews with your own oversight process in mind.